Search Result

561 - 580 of 1582 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

EG 19.25 Recognised Auction Platforms Regulations 2011

As Published: 2016

EG 19.25 Recognised Auction Platforms Regulations 2011

EG 19.13 The Consumer Protection Co-operation Regulation26

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation26

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

EG 4.8 Scoping discussions

As Published: 2015

EG 4.8 Scoping discussions

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

EG 19.20 Payment Services Regulations 2009

As Published: 2016

EG 19.20 Payment Services Regulations 2009

RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information