Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

…

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

…

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

…

EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 6.3 Valuation and pricing

EG 5.3 The basis of settlement discussions

IFPRU 4.12 Securitisation

FEES 5.2 Introduction

REC 4.2 The supervisory relationship with UK recognised bodies

REC 3.2 Form and method of notification

LR 3.5 Block listing

MCOB 6.9 Regulated sale and rent back agreements

EG 10.4 Other relevant powers

LR 1.1 Introduction

REC 2.16A Operation of a multilateral trading facility

CREDS 2.1 Application and purpose

SYSC 21.1 Risk control: guidance on governance arrangements

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy