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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

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MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

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MAR 5.3 Trading process requirements

COLL 4.2 Pre-sale notifications

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

SYSC 19D.1 Application and purpose

BIPRU 7.8 Securities underwriting

IFPRU 4.7 Internal ratings based approach: loss given default

PERG 5.3 Contracts of insurance

SYSC 19A.1 General application and purpose

PERG 4.11 Link between activities and the United Kingdom

IFPRU 3.2 Capital

CASS 6.2 Holding of client assets

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading