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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

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SYSC 4.9 Handover procedures and material

As Published: 2015

SYSC 4.9 Handover procedures and material

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SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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COBS 4.11 Record keeping: financial promotion

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

COBS 16.5 Quotations for surrender values

COCON 4.1 Specific guidance on individual conduct rules

COLL 4.2 Pre-sale notifications

COLL 7.7 UCITS mergers

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

SUP 5.5 Duties of firms

COLL 3.3 Units

COLL 8.2 Constitution

COLL 8.1 Introduction

DTR 1.3 Information gathering and publication

COLL 3.2 The instrument constituting the fund

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation