Search Result

101 - 120 of 1568 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

PERG 4.10A Activities regulated under the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities regulated under the Mortgage Credit Directive

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

REC 1.1 Application

As Published: 2005

REC 1.1 Application

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers