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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

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PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

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IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2015

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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APER 3.2 Factors relating to all Statements of Principle

As Published: 2015

APER 3.2 Factors relating to all Statements of Principle

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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IPRU-INV 9.4 POLICY TERMS FOR PROFESSIONAL INDEMNITY INSURANCE

As Published: 2015

IPRU-INV 9.4 POLICY TERMS FOR PROFESSIONAL INDEMNITY INSURANCE

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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