Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10A.13 Application for approval and withdrawing an application for approval

SUP 6.2 Introduction

EG 4.8 Scoping discussions

EG 6.2 Publicity during, or upon the conclusion of regulatory action

EG 19.15 The conduct of investigations under the Money Laundering Regulations

SUP 2.1 Application and purpose

SUP 6.4 Applications for cancellation of permission

EG 4.5 Notice of termination of investigations

EG 19.27 Alternative Investment Fund Managers Regulations 2013

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

SUP 18.2 Insurance business transfers

SUP 15.2 Purpose

EG 19.9 Electronic commerce activity directions: the FCA’s policy

EG 19.13 The Consumer Protection Co-operation Regulation26

SUP 8A.2 Introduction and conditions

EG 3.7 Investigations to assist overseas authorities (section 169)

SUP 5.4 Appointment and reporting process

SUP 10C.12 Conditional and time-limited approvals

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

PERG 8.14 Other financial promotions