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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

DTR 1A.3 FCA may require the publication of information

DEPP 7.1 Application and purpose

SUP 10C.9 Minimising overlap with the PRA approved persons regime

BIPRU 9.5 Synthetic securitisation

PERG 4.5 Arranging regulated mortgage contracts

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

MCOB 3A.1 Application and purpose

REC 3.6 Constitution and governance

CONC 2.8 E-commerce

EG 19.13 The Consumer Protection Co-operation Regulation26

ICOBS 2.5 Exclusion of liability, conditions and reliance on others

MCOB 2.7A E-Commerce

PERG 16.2 What types of funds and businesses are caught?

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy