Search Result

341 - 360 of 1376 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

EG 19.20 Payment Services Regulations 2009

As Published: 2016

EG 19.20 Payment Services Regulations 2009

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

APER 1.1A Application

As Published: 2015

APER 1.1A Application

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports