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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 10.7 Exemption

As Published: 2014

IFPRU 10.7 Exemption

EG 5.3 The basis of settlement discussions

As Published: 2016

EG 5.3 The basis of settlement discussions

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

IFPRU 5.2 Advanced Measurement Approach permission

As Published: 2014

IFPRU 5.2 Advanced Measurement Approach permission

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

EG 9.5 Prohibition orders against other individuals

As Published: 2016

EG 9.5 Prohibition orders against other individuals

PERG 17.6 Exclusions

As Published: 2014

PERG 17.6 Exclusions

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

LR 15.1 Application

As Published: 2005

LR 15.1 Application

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

SUP 10C.6 FCA-required functions

As Published: 2015

SUP 10C.6 FCA-required functions

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

LR 9.1 Preliminary

As Published: 2005

LR 9.1 Preliminary

MAR 1.8 Dissemination

As Published: 2001

MAR 1.8 Dissemination

IPRU-INV 4.5 ACCOUNTING RECORDS

As Published: 2015

IPRU-INV 4.5 ACCOUNTING RECORDS

CONC 4.7 Information to be provided on entering a current account agreement

As Published: 2014

CONC 4.7 Information to be provided on entering a current account agreement

IFPRU 10.2 Capital conservation buffer

As Published: 2016

IFPRU 10.2 Capital conservation buffer

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2016 to 31 March 2017

As Published: 2013

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2016 to 31 March 2017

CONC 6.4 Appropriation of payments

As Published: 2014

CONC 6.4 Appropriation of payments