Search Result

141 - 160 of 1533 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's