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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 7.4 Apportionment of financial penalties

As Published: 2016

EG 7.4 Apportionment of financial penalties

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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IFPRU 10.5 Capital conservation plan

As Published: 2014

IFPRU 10.5 Capital conservation plan

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IFPRU 4.1 Application and purpose

As Published: 2013

IFPRU 4.1 Application and purpose

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EG 19.25 Recognised Auction Platforms Regulations 2011

As Published: 2016

EG 19.25 Recognised Auction Platforms Regulations 2011

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IFPRU 3.3 Basel 1 floor

As Published: 2014

IFPRU 3.3 Basel 1 floor

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IPRU-INV 2.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2015

IPRU-INV 2.2 FINANCIAL RESOURCES REQUIREMENTS

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IFPRU 4.9 Stress tests

As Published: 2014

IFPRU 4.9 Stress tests

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EG 3.5 Official listing investigations (section 97)

As Published: 2016

EG 3.5 Official listing investigations (section 97)

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COCON 2.2 Senior manager conduct rules

As Published: 2015

COCON 2.2 Senior manager conduct rules

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PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

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SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

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EG 4.4 Appointment of additional investigators

As Published: 2016

EG 4.4 Appointment of additional investigators

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IPRU-INV 2.3 PROFESSIONAL INDEMNITY INSURANCE

As Published: 2015

IPRU-INV 2.3 PROFESSIONAL INDEMNITY INSURANCE

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EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

As Published: 2016

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

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IFPRU 5.1 Application and purpose

As Published: 2014

IFPRU 5.1 Application and purpose

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EG 3.6 Investigations into collective investment schemes (section 284)

As Published: 2016

EG 3.6 Investigations into collective investment schemes (section 284)

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LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

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FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

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