Search Result

1401 - 1420 of 1710 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

CONC 6.4 Appropriation of payments

As Published: 2014

CONC 6.4 Appropriation of payments

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

IFPRU 2.4 Reporting of breaches

As Published: 2014

IFPRU 2.4 Reporting of breaches

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

CONC 4.7 Information to be provided on entering a current account agreement

As Published: 2014

CONC 4.7 Information to be provided on entering a current account agreement

LR 14.1 Application

As Published: 2005

LR 14.1 Application

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA