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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

SUP 14.6 Cancelling qualification for authorisation

CASS 1A.3 Responsibility for CASS operational oversight

EG 11.3 The FCA’s choice of powers

SYSC 4.4 Apportionment of responsibilities

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SUP 14.3 Changes to cross border services

GEN 2.2 Interpreting the Handbook

DEPP 6.4 Financial penalty or public censure

PERG 2.11 Persons who are exempt for credit-related regulated activities

EG 15.3 Disqualification under section 345

APER 4.7 Statement of Principle 7

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

EG 4.8 Scoping discussions

EG 4.5 Notice of termination of investigations

SUP 14.2 Changes to branch details

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)