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IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM WHOSE PERMISSION DOES NOT INCLUDE ESTABLISHING, OPERATING OR WINDING UP A PERSONAL PENSION SCHEME

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COCON 2.2 Senior manager conduct rules

As Published: 2015

COCON 2.2 Senior manager conduct rules

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PERG 9.5 The property condition (section 236(2) of the Act)

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

EG 6.5 Publicity during, or upon the conclusion of civil action

REC 3.17 Inability to discharge regulatory functions

LR 4.1 Application and Purpose

REC 3.10 Complaints

EG 4.9 Involvement of FCA supervisors during the investigation phase

REC 3.21 Criminal offences and civil prohibitions

EG 7.4 Apportionment of financial penalties

EG 9.8 The effect of the FCA's decision to make a prohibition order

IFPRU 10.5 Capital conservation plan

EG 19.25 Recognised Auction Platforms Regulations 2011

DISP 3.8 Dealing with information

IFPRU 3.3 Basel 1 floor

EG 4.3 Notification where a particular person is not yet under investigation

IFPRU 4.9 Stress tests

EG 6.7 Behaviour in the context of takeover bid

EG 3.5 Official listing investigations (section 97)

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM WHOSE PERMISSION DOES NOT INCLUDE ESTABLISHING, OPERATING OR WINDING UP A PERSONAL PENSION SCHEME

COCON 2.2 Senior manager conduct rules