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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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PERG 12.6 Advising on conversion or transfer of pension benefits

As Published: 2015

PERG 12.6 Advising on conversion or transfer of pension benefits

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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PERG 17.3 What the advice must be about

As Published: 2014

PERG 17.3 What the advice must be about

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IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2015

IPRU-INV 9.2 GENERAL REQUIREMENTS

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BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

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EG 12.3 Criminal prosecutions in cases of market abuse

DISP 3.3 Dismissal without consideration of the merits and test cases

LR 13.2 Approval of circulars

LR 9.5 Transactions

REC 2.16 Complaints

DEPP 5.1 Settlement decision makers

LR 10.7 Transactions by specialist companies

BIPRU 13.7 Contractual netting

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

FEES 4.1 Introduction

DISP 3.7 Awards by the Ombudsman

PERG 10.2 General issues