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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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IFPRU 4.14 Counterparty credit risk

As Published: 2014

IFPRU 4.14 Counterparty credit risk

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2015

IPRU-INV 9.2 GENERAL REQUIREMENTS

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PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

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PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

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PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

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LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

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COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

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SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

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COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

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BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

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