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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

…

COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction

…

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

…

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

…

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

…

EG 19.13 The Consumer Protection Co-operation Regulation26

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation26

…

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

…

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

…

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

…

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

…

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

…

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

…

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

…

PERG 17.7 Examples

As Published: 2014

PERG 17.7 Examples

…

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

…

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

…

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2015

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

…

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

…

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

…

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM WHOSE PERMISSION DOES NOT INCLUDE ESTABLISHING, OPERATING OR WINDING UP A PERSONAL PENSION SCHEME

As Published: 2015

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM WHOSE PERMISSION DOES NOT INCLUDE ESTABLISHING, OPERATING OR WINDING UP A PERSONAL PENSION SCHEME

…

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