Search Result

981 - 1000 of 1525 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 12.1 Application

As Published: 2005

LR 12.1 Application

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

As Published: 2015

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

MIPRU 4.2C Credit risk mitigation

As Published: 2015

MIPRU 4.2C Credit risk mitigation

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

COBS 13.1 The obligation to prepare product information

As Published: 2007

COBS 13.1 The obligation to prepare product information

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

COBS 2.5 Optional additional products

As Published: 2015

COBS 2.5 Optional additional products

IFPRU 2.1 Application and purpose

As Published: 2016

IFPRU 2.1 Application and purpose

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees