Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

…

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

…

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 4.5 Reports and accounts

SUP 10A.13 Application for approval and withdrawing an application for approval

CREDS 8.3 Approved persons

EG 3.3 Reports by skilled persons (section 166)

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

DTR 8.2 Approval as a primary information provider

EG 19.23 Electronic Money Regulations 2011

FIT 2.2 Competence and capability

SUP 13.3 Establishing a branch in another EEA State

LR 8.6 Criteria for approval as a sponsor

REC 2.3 Financial resources

SYSC 19D.3 Remuneration principles

LR 13.8 Other circulars

LR 10.8 Miscellaneous

LR 13.5 Financial information in Class 1 Circulars

COCON 1.2 Investments

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

LR 5.6 Reverse takeovers

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative