Search Result

921 - 940 of 1517 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

EG 2.3 Case selection: Threshold Conditions cases

As Published: 2016

EG 2.3 Case selection: Threshold Conditions cases

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

IFPRU 2.1 Application and purpose

As Published: 2016

IFPRU 2.1 Application and purpose

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel