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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

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BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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IPRU-INV 13.15 CALCULATION OF CAPITAL RESOURCES TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM WHOSE PERMISSION DOES NOT INCLUDE ESTABLISHING, OPERATING OR WINDING UP A PERSONAL PENSION SCHEME

As Published: 2015

IPRU-INV 13.15 CALCULATION OF CAPITAL RESOURCES TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM WHOSE PERMISSION DOES NOT INCLUDE ESTABLISHING, OPERATING OR WINDING UP A PERSONAL PENSION SCHEME

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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