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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

EG 19.24 Cross-Border Payments in Euro Regulations 2010

As Published: 2016

EG 19.24 Cross-Border Payments in Euro Regulations 2010

COBS 18.10 UCITS qualifiers, AIFM qualifiers and service companies

As Published: 2007

COBS 18.10 UCITS qualifiers, AIFM qualifiers and service companies

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2015

IPRU-INV 9.2 GENERAL REQUIREMENTS

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO