Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

…

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

As Published: 2015

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

…

EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

…

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CONC 13.1 Application

COND 2.2 Location of offices

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

COBS 4.2 Fair, clear and not misleading communications

PERG 3A.3 The definition of electronic money

DTR 4.2 Half-yearly financial reports

LR 14.2 Requirements for listing

MAR 5.3 Trading process requirements

DTR 2.2 Disclosure of inside information

PERG 9.1 Application and Purpose

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SUP 6.2 Introduction

IPRU-INV 9.2 GENERAL REQUIREMENTS

FIT 1.2 Introduction

REC 4.7 The section 297 power to revoke recognition

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

INSPRU 3.1 Market risk in insurance

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

EG 19.15 The conduct of investigations under the Money Laundering Regulations

FEES 11.2 Pensions guidance providers’ levy