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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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SUP 8A.2 Introduction and conditions

EG 19.7 The Open-Ended Investment Companies Regulations 2001

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

EG 19.17 Regulated Covered Bonds Regulations 2008

EG 9.6 Applications for variation or revocation of prohibition orders

COCON 3.1 General factors for assessing compliance

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

DEPP 2.3 Decision notices and second supervisory notices

SUP 15.2 Purpose

DTR 1C.2 Modifying rules and consulting the FCA

SUP 1A.1 Application and purpose

CASS 1A.2 CASS firm classification

REC 4.4 Complaints

REC 3.6 Constitution and governance

DEPP 6A.2 Deciding whether to take action

DEPP 6.6 Financial penalties for late and incomplete submission of reports

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

LR 13.2 Approval of circulars