Search Result

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

…

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

…

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

…

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

…

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 7.10 Application and purpose

CASS 11.11 Records, accounts and reconciliations

EG 19.15 The conduct of investigations under the Money Laundering Regulations

SUP 10C.12 Conditional and time-limited approvals

MCOB 9.4 Content of illustrations

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

CASS 8.3 Records and internal controls

PR 3.1 Approval of prospectus

DTR 8.5 Supervision of primary information providers

EG 12.1 The FCA’s general approach

EG 2.14 Legal review

FEES 4.4 Information on which fees are calculated

SUP 13A.3 Qualifications for authorisation under the Act

LR 9.2 Requirements with continuing application

MAR 8.3 Requirements for benchmark administrators

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

SYSC 3.2 Areas covered by systems and controls

SUP 10A.17 Further questions

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

MCOB 5.6 Content of illustrations