Search Result

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

…

CASS 7.16 The standard methods of internal client money reconciliation

As Published: 2014

CASS 7.16 The standard methods of internal client money reconciliation

…

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

…

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

…

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

…

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 18.4 The whistleblowers’ champion

SUP 10A.8 Systems and controls functions

SUP 10A.4 Specification of functions

INSPRU 1.1 Application

MAR 8.2 Requirements for benchmark submitters

COBS 21.2 Rules for firms engaged in linked long-term insurance business

SUP 5.4 Appointment and reporting process

LR 5.2 Cancelling listing

CONC 10.3 Calculation of prudential resources

LR 10.8 Miscellaneous

CONC 7.12 Lenders’ responsibilities in relation to debt

DTR 8.5 Supervision of primary information providers

CONC App 1.2 Total charge for credit rules for other agreements

DISP 2.1 Purpose, interpretation and application