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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

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DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

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EG 3.1 Introduction

As Published: 2016

EG 3.1 Introduction

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2015

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

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IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

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