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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

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SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

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PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

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SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

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LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

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CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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