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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose