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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports