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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

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SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

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CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

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APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

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SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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IFPRU 11.5 Intra-group financial support

As Published: 2015

IFPRU 11.5 Intra-group financial support

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SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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IPRU-INV 14.1 APPLICATION

As Published: 2015

IPRU-INV 14.1 APPLICATION

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SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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