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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SYSC 19D.3 Remuneration principles

As Published: 2015

SYSC 19D.3 Remuneration principles

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

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PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

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IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

GEN 4.2 Purpose

SYSC 7.1 Risk control

PERG 5.14 Exemptions

CASS 8.1 Application

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 15.3 General notification requirements

FEES 3.2 Obligation to pay fees

SYSC 19C.3 Remuneration principles

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading