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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

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SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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LR 12.1 Application

As Published: 2005

LR 12.1 Application

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EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

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