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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

As Published: 2014

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

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MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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SYSC 1.2 Purpose

CASS 7.10 Application and purpose

REC 6.3 Recognition requirements

CASS 6.6 Records, accounts and reconciliations

DEPP 7.2 Interviews

PERG 5.3 Contracts of insurance

SUP 10C.1 Application

REC 3.24 Transfers of ownership

PERG 5.2 Introduction

LR 13.8 Other circulars

SUP 15.9 Notifications by members of financial conglomerates

DEPP 6A.2 Deciding whether to take action

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation