Search Result

401 - 420 of 1635 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

DTR 1.1 Application and purpose (Disclosure guidance)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure guidance)

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

PERG 15.2 General

As Published: 2011

PERG 15.2 General

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

As Published: 2015

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose