Search Result

381 - 400 of 1391 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PR App 1.1

As Published: 2005

PR App 1.1

LR 3.1 Application

As Published: 2005

LR 3.1 Application

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE