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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR