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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

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COBS 3.7 Providing clients with a higher level of protection

As Published: 2007

COBS 3.7 Providing clients with a higher level of protection

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PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

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COBS 6.1 Information about the firm and compensation information

COBS 4.10 Systems and controls and approving and communicating financial promotions

COBS 2.4 Agent as client and reliance on others

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

SUP 18.2 Insurance business transfers

COBS 6.1C Consultancy charging and remuneration

COBS 6.1E Platform services: platform charges and using a platform service for advising

COBS 4.9 Financial promotions with an overseas element

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

COBS 7.2 Information to be provided by the insurance intermediary

COBS 12.2 Investment research

COBS 6.4 Disclosure of charges, remuneration and commission

COBS 6.3 Disclosing information about services, fees and commission

COBS 5.1 The distance marketing disclosure rules

COBS 4.1 Application

COBS 19.1 Pension transfers, conversions, and opt-outs

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

COBS 4.8 Cold calls and other promotions that are not in writing

COBS 3.7 Providing clients with a higher level of protection

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance