Search Result

341 - 360 of 1748 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

PERG 13.2 General

As Published: 2011

PERG 13.2 General

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

IFPRU 11.3 Group recovery plans

As Published: 2015

IFPRU 11.3 Group recovery plans

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations