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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

COBS 6.3 Disclosing information about services, fees and commission

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

LR 12.1 Application

As Published: 2005

LR 12.1 Application

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV