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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

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PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

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Similar To

REC 2.4 Suitability

REC 3.6 Constitution and governance

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

IFPRU 1.2 Significant IFPRU firm

DEPP 6A.2 Deciding whether to take action

REC 6A.2 Removal of passport rights from EEA market operator

SYSC 19C.1 General application and purpose

SUP 2.4 'Mystery shopping'

LR 5.4 Restoring listing

DEPP 6.6 Financial penalties for late and incomplete submission of reports

PERG 9.3 The definition

LR 1.2 Modifying rules and consulting the FCA

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)