Search Result

341 - 360 of 1445 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

REC 1.1 Application

As Published: 2005

REC 1.1 Application

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)