Search Result

321 - 340 of 1582 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

As Published: 2015

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345