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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

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PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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EG 2.3 Case selection: Threshold Conditions cases

As Published: 2016

EG 2.3 Case selection: Threshold Conditions cases

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PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

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FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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EG 19.3 Credit Unions Act 1979

As Published: 2016

EG 19.3 Credit Unions Act 1979

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EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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