Search Result

281 - 300 of 1593 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)