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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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MCOB 4A.3 Record of recommendation

As Published: 2016

MCOB 4A.3 Record of recommendation

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TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

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GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

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DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

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PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

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MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

As Published: 2015

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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