Search Result

281 - 300 of 1246 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

BIPRU 13.1 Application and Purpose

As Published: 2006

BIPRU 13.1 Application and Purpose

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

CONC 6.2 Assessment of creditworthiness: during agreement

As Published: 2014

CONC 6.2 Assessment of creditworthiness: during agreement

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM WHOSE PERMISSION DOES NOT INCLUDE ESTABLISHING, OPERATING OR WINDING UP A PERSONAL PENSION SCHEME

As Published: 2015

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM WHOSE PERMISSION DOES NOT INCLUDE ESTABLISHING, OPERATING OR WINDING UP A PERSONAL PENSION SCHEME