Search Result

261 - 280 of 1568 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms