Search Result

261 - 280 of 1433 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs